U.S. DEPARTMENT OF AGRICULTURE

WASHINGTON, D.C. 20250

 

 

           DEPARTMENTAL REGULATION

NUMBER:

DR-4090-920-002

SUBJECT:

Senior Science and Technology Service

 

DATE:

March 29, 2012

OPI:

Office of Human Resources Management

 

Section                                                                                                Page

 

  1. Purpose                                                                       1
  2. Authority                                                                    1
  3. References and Resources                                          2
  4. Special Instructions/Cancellation                                2
  5. Responsibilities                                                           2
  6. Delegations of Authority                                            2
  7. Policy                                                                          2
  8. Definitions                                                                  3
  9. Eligibility                                                                    3
  10. Citizenship                                                                  4
  11. Probationary Period                                                    4
  12. Pay and Compensation                                               4
  13. Performance Management                                          4

14.  Peer Review Process                                                   4

15.  Disciplinary Action for Cause and

Non Disciplinary Separation without cause                5    

16.   Reports and Records                                                 6         

                                                           

                                               

 

 

1.         PURPOSE

 

This regulation establishes the policy and framework for implementing and administering the Senior Scientific Research Service (SSRS) to be further know within USDA as the Senior Science and Technology Service (SSTS).

 

 

2.         AUTHORITY

 

The Farm Security and Rural Investment Act of 2002, Public Law 107-171, Section 7219 establishes the Senior Scientific Research Service within the Department of Agriculture and authorizes the Secretary to appoint members of the Service.   The service shall be know within USDA and further referred to in the regulation as the Senior Science and Technology Service (SSTS).

 

 

3.         REFERENCES AND RESOURCES

 

a.         Public Law 107-171, Section 7219, The Farm Security and Rural Investment Act of 2002, May 13, 2002

 

b.         Public Law 105-185, Subtitle B of title VI of the Agricultural Research, Extension and Education Reform Act of 1998, June 23, 1998, codified as 7 United States Code (U.S.C.), Section 7651, et. seq.

 

 

4.         SPECIAL INSTRUCTIONS/CANCELLATION

 

This Departmental Regulation supersedes DR-4090-920-001, dated March 7, 2003.

 

 

5.         RESPONSIBILITIES

 

The Director, Office of Human Resources Management (OHRM), is responsible for setting Departmental policy and providing overall technical guidance and direction for the SSTS.

 

6.         DELEGATIONS OF AUTHORITY

 

Authority to develop policies and procedures for implementing the SSTS at the Agency level consistent with this Departmental Regulation, is delegated to Agency heads.

 

The Secretary delegates authority to appoint members of the SSTS to the Department of Agriculture (USDA) Chief Scientist.

 

 

7.         POLICY

 

Members of the SSTS shall not be covered by the following provisions of Title 5 U.S.C.:

 

a.         Those governing appointments in the competitive  service;

 

b.         Chapter 35, Subchapter I, Retention Preference;

 

c.         Chapter 43, Performance Appraisal and  Actions Based on Unacceptable Performance

 

d.         Chapter 51, Classification;

 

e.         Chapter 53, Subchapter III, General Schedule Pay Rates; and

 

f.          Chapter 75, Adverse Actions.

 

 

8.   DEFINITIONS

 

a.         Agency-convened Peer Panel:  A panel of scientists convened by agencies specifically to assess the impact, stature, and recognition of SSTS candidates.

 


b.         Departmentally-approved Peer Review Process:  Any process that the Department determines to be suitable to measure SSTS candidates’ contributions objectively and qualitatively, applying the similar standards used for any member of the national/international scientific community. 

 

c.         Outstanding Research:  Research that establishes the candidate as a nationally and internationally recognized authority and leader in an area of widespread scientific interest and investigation.  The work will have resulted in honors and/or awards from major national organizations, and service as an advisor and/or consultant on scientific and technological programs and problems.  The candidate’s reputation as a scientific leader will serve as a recruiting attraction for recent graduates and/or collaborators, and is likely to be a major consideration in agency sponsorship of scientific programs in his/her field.

 

d.         SSTS:  A cadre of no more than 100 experienced and talented scientists, separate from the competitive Federal service, who conduct outstanding research or have conducted outstanding research and are now managing or leading science and technology programs in the field of agriculture or forestry.

 

 

9.         ELIGIBILITY

 

To be eligible for appointment to the SSTS, an individual shall:

 

a.         have conducted outstanding research in the fields of agriculture or forestry, as determined by a Departmentally-approved peer review process;

 

b.         have earned a doctoral level degree at an institution of higher education [as defined in section 101 of the Higher Education Act of 1965 (20 U.S.C. 1001)];

 

c.         meet the qualification standards prescribed by the Director of the Office of Personnel Management for appointment to a position at level GS-15 of the General Schedule (GS);

 

d.         be recommended by their Agency head and concurred on by the Director, OHRM; and

 

e.         be approved by the USDA Chief Scientist.

 


 

10.       CITIZENSHIP

 

Non-citizens may be hired subject to the same limitations as members of the excepted Civil Service.

 

 

11.       PROBATIONARY PERIOD

 

An individual’s initial appointment to the Federal service shall become final only upon completion of a probationary period of  uniform length determined by the Secretary or his/her designee and an assessment of the appointee’s performance as satisfactory during the probationary period.  Individuals who have already completed an initial probationary period of Federal service will not be required to serve any additional period.

 

 

12.       PAY AND COMPENSATION

 

a.         The SSTS is an ungraded system, with a single, flexible pay range, to include all members.

 

b.         The rate of pay for a member of the SSTS shall not be less than the minimum rate for a GS-15 and not more than Level I of the Executive Schedule, unless a higher rate is approved by the President.   

 

c.         Annual adjustments to pay rates will be made effective on the first day of the first pay period on or after January 1 of each calendar year.

 

 

13.       PERFORMANCE MANAGEMENT

 

Members of the SSTS will be covered by a performance management plan developed by their respective agencies and approved by the Director, OHRM.

 

 

14.       PEER REVIEW PROCESS

 


a.         All positions included in the SSTS will be professional research, research management, or science leadership positions.  After favorable determinations as to the outstanding quality of their research as set out in subparagraph 9a of this Departmental Regulation, candidates will be considered for SSTS membership as set out in subparagraphs 14b, 14c, and 14d below.

 

b.         Agency-convened peer panels then will evaluate candidates.

 

c.         Agency-convened peer panel determinations will be documented by a narrative evaluation report.

 

d.         The narrative evaluation report and other case material for candidates passing Agency review by the Agency-convened peer panels and recommended for appointment into the SSTS by their Agency heads will be forwarded to OHRM for concurrence or non-concurrence by the OHRM Director.  Candidates whose recommended appointments are concurred in by the OHRM Director will be forwarded to the USDA Chief Scientist  for final review and appointment into the Service.

 

 

15.       DISCIPLINARY ACTION FOR CAUSE AND NON-DISCIPLINARY SEPARATION WITHOUT CAUSE

 

a.         A member of the SSTS may be subject to disciplinary action, including reprimand, suspension from pay and duty, or removal from the SSTS, for misconduct, performance, national security considerations, or other cause determined by the Secretary or his/her designee.  A member may also be involuntarily separated for non-disciplinary reasons without cause.

 

b.         Employee Rights

 

A member of the SSTS shall have the same right to appeal to the Merit Systems Protection Board and the same right to file a complaint with the Office of Special Counsel as an employee appointed to a GS-15 position.

 

“Subject to the limitations under Section 7 of the Departmental Notice, other applicable regulations, and law, members of the SSTS will retain their right to Union Representation”

 

c.         Involuntary Separation For Non-Disciplinary Reasons Without Cause

 


(1)        A member of the SSTS who is separated from service involuntarily and without cause and who, immediately prior to appointment to the SSTS, was a career appointee in the civil service or the Senior Executive Service, may be appointed by the Secretary to a GS-15 career position in the competitive civil service. 

 

(2)        A member of the SSTS who is separated from service involuntarily and without cause and who, immediately prior to appointment to the SSTS, was not a career appointee in the civil service or the Senior Executive Service, may be appointed to a GS-15 position in the excepted civil service for a period not to exceed two years.

 

 

16.       REPORTS AND RECORDS

 

a.         Each agency will record the number of appointments, the source of the appointees, their earnings immediately prior to appointment, and their Service pay at appointment.

 

b.         Each fiscal year, OHRM will request Race, Sex, National Origin, and Disability information from the National Finance Center database.  This information will be reviewed and evaluated to determine if there are any disparities or issues related to protected groups.

 

c.         All records pertaining to the SSTS will be maintained in accordance with the National Archives and Records Administration records schedule.